Frank Young
Frank is the Director of Compliance for Regents Park Funds, LLC.
Frank’s primary responsibilities include implementation of the firm’s
overall compliance program, including public communications.
In addition to his 7 years of investment advisory compliance
experience, Frank has over 10 years’ experience in Banking
Compliance as a Regulatory and Internal Controls Auditor and
Consultant. Frank conducted hundreds of audits for dozens of
Financial Institutions across six western states.
Frank has competed NRS’s IACCP, Investment Advisors Certified
Compliance Professional program, and the ABA’s National
Compliance School, earning his CRCM, Certified Regulatory
Compliance Manager designation.
Investors should carefully consider the investment objective, risks, charges and expenses of ETF Funds. This and other information is contained in the prospectus and should be read carefully before investing. For a prospectus please call 866-866-4848 or visit our website at regentsparkfunds. com. Regents Park Funds are distributed by Northern LightsDistributors, LLC, member FINRA/SIPC. Northern Lights Distributors, LLC and Regents Park Funds, LLC are not affiliated.