Cynthia Aragon is the Chief Compliance Officer for Regents Park Funds, LLC. She brings 20+ years of experience in building and maintaining compliance programs at Broker/Dealers, Investment Advisors, Mutual Funds, Private Equity Funds, Fund of Funds, and Commodity Pools. Throughout her career she has overseen numerous regulatory examinations with FINRA, the SEC, NFA and the CFTC. Cynthia’s unique combination of experience ensures that she is able to adjust compliance programs to specifically address the needs of each manager’s individual business. Over the years, she has developed a solid reputation with the regulators for diligence and excellence, including serving on a FINRA advisory committee. Previous positions include Chief Compliance Officer of Altegris, Crabel Capital Management, LLC, FATTOC, and SEB Enskila. She began her compliance career at American Express Financial Advisors (now known as Ameriprise Financial) as the Field Compliance Supervisor for the New Jersey Market Group.
Cynthia received a B.A. from New York University in 1993 and received a JD from Fordham Law School in 1996. She has been a member of the New York Bar in good standing since 1997 and the California Bar since 2011.