Your Complete Turnkey Solution for Creating Privately Labeled ETFs

By working with multiple service providers for each role in the ETF industry, we help our clients find their best fit, best economics and best relationships for their products.

Regulatory/Legal

RPF will directly or through partners perform and/or coordinate all legal and regulatory services associated with launching and ongoing management of your ETF.

These include:

Compliance
Compliance with Applicable Law and Exemptive Relief
Outside Fund Counsel
Prospectus Preparation and Filing
In-House Legal and Compliance Team
Investment Company Board of Trustees

Fund Operations Services

RPF provides the following services with our partners to support your ETF’s
ongoing operations:

Administration
Custodian
Expense Processing and Paying
Fund Accounting & Auditing Services
Fund Oversight & Reporting

Index Provider Selection
Trust Board Meetings
Fund Distributor(s)
Fund Marketing
Index Provider Selection

Portfolio Management

Have an idea for a new ETF but need a Portfolio Management Team to implement it? RPF works with a number of SEC registered Sub-Advisers who may be the right fit for you.

Capital Markets

RPF has extensive experience in ETF capital markets and can help guide you through the trading complexities of running an ETF. These services include:

Securing a Lead Market Maker
AP Agreements
Introductions to Seed Money Providers

Exchange Listings & Trading
Spread Monitoring

If you are interested in launching or merging an ETF, contact us.

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Investors should carefully consider the investment objective, risks, charges and expenses of ETF Funds. This and other information is contained in the prospectus and should be read carefully before investing. For a prospectus please call 866-866-4848 or visit our website at regentsparkfunds. com. Regents Park Funds are distributed by Northern LightsDistributors, LLC, member FINRA/SIPC. Northern Lights Distributors, LLC and Regents Park Funds, LLC are not affiliated.