Frank is the Director of Compliance for Regents Park Funds, LLC. Frank’s primary responsibilities include implementation of the firm’s overall compliance program, including public communications. In addition to his 7 years of investment advisory compliance experience, Frank has over 10 years’ experience in Banking Compliance as a Regulatory and Internal Controls Auditor and Consultant. Frank conducted hundreds of audits for dozens of Financial Institutions across six western states.
Frank has competed NRS’s IACCP, Investment Advisors Certified Compliance Professional program, and the ABA’s National Compliance School, earning his CRCM, Certified Regulatory Compliance Manager designation.